David Stringer joined Prospera in September of 1989 and has over 22 years of experience in the investment industry. Prior to his tenure as President of Prospera and managing director of the firm, Mr. Stringer had served in the positions of Registered Representative, Independent Contractor, Branch Manager, CFO, and COO.  As President, Mr. Stringer is focused on the development of new ideas, continually researching methods of improving Prospera, and guiding the overall direction and growth of the firm. Mr. Stringer received a degree in Finance from Texas Tech University in 1984 and holds Series 4, 7, 8, 24, 28, 53, and 63 securities licenses.

As one of the managing directors of the firm, Richard Pascuzzi joined Prospera as Senior Vice President in 1992. Mr. Pascuzzi entered the industry with Merrill Lynch in 1980.  In 1984, he moved to Prudential Securities as Vice President and was soon made one of the youngest Senior Vice Presidents in the history of the Prudential.  In addition to helping his existing clients, Mr. Pascuzzi serves as a consultant to the firm as well as on the Board of Directors. Mr. Pascuzzi was awarded the Senior Scholar as well as a BBA in Business Management from Texas Christian University in 1978. He currently holds Series 7, 24, 63, and 65 securities licenses as well as his Group 1 and 4 insurance licenses.

As a managing director of the firm, Tim Edwards joined Prospera as Senior Vice President in 1989, and has more than 18 years experience in the investment industry. In his position as Sr. Vice President of Sales & Marketing, Mr. Edwards focuses on the growth of Prospera Financial Professionals. Having previously worked as a Registered Representative, Independent Contractor, Branch Office Manager, Registered Principal, and Director of Compliance for Prospera, Mr. Edwards approaches investing and team leadership from an analytical viewpoint, and uses a personalized approach with the Financial Professionals.  He received a BS in Geology/Geoscience from Texas Tech University in 1985 and holds Group 1 and 4 insurance licenses as well as Series 7, 24, 31, and 63 securities licenses.

Tarah Carlow joined Prospera in 2007 and has 13 years of experience in the brokerage industry. Ms. Carlow began in the business in 1994 as a technical analyst in the Lincoln, Nebraska branch of Dain Bosworth. Upon moving to Richmond Virginia in 1995, she began a career at Wheat First Securities, which is the modern day Wachovia Securities and First Clearing. She held a variety of roles within First Clearing including Director of Finance, Risk Manager and Chief Administrative Officer. In 2004, she was named President of FA Recruiting Services, LLC and built and operated the entity until her departure in 2007.  Ms. Carlow will be responsible for marketing, public relations and new business growth through recruiting and acquisition in her new role with Prospera.

Ms Carlow holds a BS from the University of Nebraska and is a graduate of the Securities Industry Institute at the Wharton School.

Barbara Hale joined Prospera in 1992, and has learned this business one department at a time.  With more than 25 years of experience, she has seen the brokerage industry merge, consolidate, and change greatly over the years. In her position as Director of Operations, her focus is placed on first class customer service and operation efficiency, so that our clients can provide the same service to their clients. Ms Hale received a degree from the University of South Carolina, and holds Series 7, 63, 53, 55 and 24 securities licenses.

Abel Garcia joined Prospera in 1994 as Director of Finance.  With his background, knowledge and experience in Accounting, Finance, Budgeting, and Taxes, Mr. Garcia helps to guide the financial growth and development of Prospera.  In his position as Director of Finance, Mr. Garcia focuses on the firm’s daily financial operations, as well as helping representatives utilize technology to become better organized and more efficient in their business processes.  Mr. Garcia received a BBA in Accounting from the University of Texas at Austin, has qualified as a Certified Public Accountant and hold Series 7, 63, and 27 securities licenses.

Wes Shindler joined Prospera in October of 1999. As Operations Manager, he is responsible for the overall cohesiveness, efficiency and motivation of the Ops team. His goal is to maintain and provide a consistent high level of customer service offered throughout the Ops Dept. to our clients. With boundless energy and a "can do" attitude, he literally personifies the Run team's tagline of "Whatever it takes, consider it done". Mr. Shindler has a BBA in Business from the University of North Texas and holds Series 7, 24, 55 and 63 securities licenses.

John Reap joined Prospera in April of 1997, and has worked in the securities industry for over 20 years.  In his position as Fixed Income Trading Manager, he is responsible for the daily activities of the Prospera Fixed Income Desk.  Mr. Reap focuses daily on finding the best yields available on the street for his clients (our representatives) within the requested credit qualities.  He received a degree from Stephen F. Austin in 1985 and holds Series 7, 63, 8, 24, 55 and 4 securities licenses.

Barb Huber joined Prospera in August of 2001 with over 15 years experience in the securities business.  Ms.Huber’s practical experience with operations and insurance related issues has added depth to the compliance department’s ability to not only deal with regulatory issues, but to also provide experienced advice to our representatives in the day-to-day management of their practices. She holds Series 7, 63, 24, 65 and 87 securities licenses.

Casey Waits joined the financial services industry in 1995 as an equity trader and back office support.  In 1997 he joined Prospera Financial Services and was promoted to Independent Consultant Sales Manager.  As Independent Consultant Sales Manager, Mr. Waits supervises the sales activity for all Independent Consultants.  He assists in broker transitions, system training and practice management.  Mr. Waits studied business administration at the University of North Texas and holds a Group 1 insurance license as well as Series 7, 24, and 63 securities licenses.

Judy Wiseman joined Prospera in 2005 to assist the firm in implementing its strategic growth and development plan for the insurance division. As the firm's Corporate Paralegal, she assists the firm in addressing regulatory and legal compliance matters.

Prior to joining the firm, Ms. Wiseman had successfully launched and operated two broker-dealers, as well as assisted two producers in setting up their independent practices. Her broad range of experience includes more than 25 years in insurance and financial services.

Ms. Wiseman holds a BBA-Management degree from Texas A&M University and a post-baccalaureate paralegal certificate from Southeastern Paralegal Institute. Her securities licenses include Series 4, 7, 24, 27, 53, 63, as well as the Group 1 Life and the Property & Casualty insurance licenses.

Donna Bowling joined Prospera Financial Services in 1998 as a member of the Finance Team. Donna graduated from Texas Tech University in 1983 with a BBA in Finance. She has experience in direct sales as well as having spent 6 years working as a Financial Planning Associate. In her role as comptroller for the firm, Donna’s responsibilities include managing the firm’s financial reporting, processing payroll and overseeing accounts payable.

Ray Huie joined the firm in late of 2005. He is the latest addition to the compliance team. Mr. Huie has been in the financial securities industry for over eight years, with the majority of that time working for B/D’s that focus on the “Independent Model”. As Senior Compliance Officer his main focus is to assure that the firm is conducting business appropriate to the rules and regulations. Mr. Huie has a BBA in Finance from Texas A&M University-Commerce and also holds the Series 7, 24, 4, 53, 55, 66, 63, and 12 securities license.