Management Team

Roberto Martinez

Director, Compliance

Roberto Martinez CAMS, Director of Compliance, has spent over 2 decades in the financial services industry. Beginning as a Financial Advisor at larger firms, he developed a keen sense of the needs and value of the advisor-client relationship. After transitioning into more compliance-focused roles,  he is famous for his ability to achieve business objectives across channels by offering information and expertise from both an advisor’s and a compliance professional’s perspective.

In addition to overseeing the Surveillance and Supervision teams, Roberto is the firm’s Anti-Money laundering officer.