Launch Your Way

The members of our transition team are in a league of their own because of their ability to help your move go seamlessly. This is due in large part to our 34 years of experience honing our process and training our personnel to help you every step of the way.

Transitioning your business doesn’t have to hurt. Although we know that you’ll need to dedicate a lot of time to personally contacting your clients and explaining your move, we’ve built an entire turnkey system run by a team of dedicated professionals to make it easier.

Launch Your Way is a unique protocol that walks you step-by-step through the transition process so that by transition or launch day, there aren’t any surprises. This is especially helpful if you are transitioning to an independent broker-dealer for the first time.


We’ve designed four components to make the launch process as straightforward as possible.

PLAN – Start with essential planning so you can lay a solid foundation for your business.

DESIGN – Put pen to paper and be guided through everything from how to deal with human resource issues to understanding your new office space.

BUILD– Get acquainted with the tactical steps of taking care of your business and employees. We cover the Prospera product offerings, create marketing materials for your new practice and build key databases.

FLOURISH– This final step assists you with the final touches of the turnkey transition—resignation day, meeting with clients, hosting a client event and running your office.