Who we are

Prospera is a new breed of independent broker dealer firm where the advisor leads the charge, individuals define their own brand of success and the highest level of service comes standard. You don’t work for us; we work for you. It’s a nifty business model that has transformed a small brokerage firm into a thriving organization with a national presence.

Where big business brawn meets small town heart

Founded in 1982 by financial advisors, Prospera’s growth has been fueled by our partnership with some of the nation’s largest securities firms. So, working with Prospera means you’ll enjoy the best of two worlds—the hands-on expertise and attention of a boutique, service-driven culture and the resources of some of the largest broker dealers in the country.

Learn more about Prospera’s bigger breed of independence, flexibility and support.


Our Partnerships

Through our relationship with our clearing firms and other strategic partners, we offer you the advantage of selecting the support partner that makes the best sense for your business.

Prospera has selected partnerships with First Clearing¹, and Pershing LLC – a NYSE member and subsidiary of The Bank of New York Mellon Corporation. Both you and your clients can expect to receive outstanding service, access to industry expertise, competitive lending and banking products and support for all of our products and services—giving you an edge in helping yourself and your clients reach short- and long-term goals.

Click below for more information on each of these partners.

First Clearing, LLC    Pershing LLC

What are the values Prospera is built on?

Principles & Values

Company Details

Back Office Staff
Total Assets Under Management
Average Length of Industry Service

Number of advisors per state

Number of advisors per state

Featured Awards