Leadership

Senior Leadership

Shawn Baxter

Chief Compliance Officer, Director of Risk

Tim Edwards

Chairman & Co-CEO

Abel Garcia

Paul Keeton

Managing Director, Investments & Advisory Solutions

Ed Kern

Chief Financial Officer

Richard Pascuzzi

Hilary Pluemer

Chief Administrative Officer

Will Schmitt

General Counsel

Wendy Simmons

Managing Director, Human Resources

David Stringer

Vice Chairman & Co-CEO

Tarah Williams

President & COO

Leadership

Cassandra Galvan

Director, Data Solutions

Marco Galvan

Director, Information Technology

Ken Manning

Director, Platform Solutions

Katie Mohan

Director, Marketing & Communications

Carolyn Sterling

Director, Practice Management

Tamekia Thompson

Director, Operations

Kim Utz

Director, Advisor Services

Chris Wigington

Director, Trading Solutions

Business Development

Tony Montanari, CIMA^®

Senior Vice President of Business Development

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